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FINANCE, TAX & FINANCIAL REGULATION

Capital Markets & Securities

Capital transactions depend on confidence in the issuer, the accuracy of disclosure and the rights attached to the security.

Capital Markets & Securities — Ninety Two Chambers legal advisoryNINETY TWO CHAMBERS / CAPABILITIES

What the matter
actually requires.

Capital transactions depend on confidence in the issuer, the accuracy of disclosure and the rights attached to the security.

We advise on share and debt instruments, investor arrangements, governance approvals, transaction documentation and compliance questions arising in the securities markets.

We examine the route from authorisation and disclosure to allotment, transfer and ongoing obligations, including where private arrangements intersect with regulated market requirements.

THE QUESTION WE HELP YOU ADDRESS
What approvals, disclosures and investor rights govern the transaction?
RECOGNISING THE ISSUE

When the position
needs counsel.

These are examples of the issues on which clients may need a clear legal position before taking the next step.

  1. 01A capital raising or securities transaction requires corporate and regulatory approvals.
  2. 02Investor rights, disclosure or governance terms require careful allocation.
  3. 03An intermediary or issuer faces a question about ongoing securities obligations.
FOR THE INITIAL DISCUSSION

Bring the proposed instrument, capital structure, term sheet and available approvals.

ENQUIRE ABOUT THIS MATTER ↗
WHERE WE CAN ASSIST

What the instruction
may involve.

Every engagement is scoped to its own circumstances. Relevant work may include:

01Share and debt capital transactions↗
02Securities compliance and corporate approvals↗
03Investment and subscription documentation↗
04Governance, disclosure and investor protection↗
05Regulated market-participant arrangements↗
NINETY TWO CHAMBERS / LEGAL INSIGHTS

Analysis and
perspectives.

Developments, decisions and questions of law relevant to capital markets & securities.

CAPITAL MARKETS & SECURITIESINSIGHTS IN THIS PRACTICE